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UCGIS HUD Grant
Global Urban Quality:  An Analysis of Urban Indicators Using Geographic Information Science

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PROJECT SUMMARY

Quality of life for urban dwellers within a given city widely diverges depending on the accessibility and quality of urban infrastructure available at their residential locations. This project has been focused on the visual exposure of these disparities, using GIS as a tool of exploration. Our goal has been to develop a web-based training tool that uses this analytical framework and can be used to expose spatial disparities as well as contribute to a greater understanding of these inequities. We hope, too, that this exposure leads to policy responses that incorporate this information.

This project has also been driven by a recognition that the city as a whole is not an effective unit of analysis. The inset box on page 5, which lists the uses of neighborhood-level indicators, gives an idea of the kinds of functions a more disaggregated set of indicators is able to address. The availability of disaggregated data at the intraurban level is key to assessing the current status of the quality of life for urban dwellers. This data would allow decision makers to formulate redistributive policies and programs to address some of the disparities that exist within third world cities.

We began our project by exploring the state-of-the-art with respect to urban indicators. We quickly confirmed our basic working assumption - that most urban indicators currently used are at the national or citywide level (UN Global Urban Observatory GUO web site). There is a great need, then, not only to acquire disaggregated data on cities, but to incorporate this data in a decision-making framework that stresses the relevance of accessibility issues.

This is not an easy task. While geographic information systems (GIS) technology is a suitable tool to store, visualize, and analyze intraurban information, it is only effective for this type of analysis if the data is available to address the question of accessibility. The problem with using GIS in developing countries for this purpose, as we acknowledged from the outset, relates both to data and to local capacity, including availability of technology (hardware and software) and trained staff.

This report gives an overview of the tasks that we have been able to accomplish in a relatively short time period. Our initial project objectives were to use GIS data to assess quality of life at the intra urban level through measuring accessibility of urban infrastructure; to understand the relationship between data at the intraurban and aggregated urban levels; and to devise a web-based training tool on the necessary data, tools, and techniques for evaluating the accessibility of infrastructure. This report reveals success with 2 of these objectives in particular: organizing GIS data for 3 cities, and using some of that data in the development of a web-based training module for measuring accessibility.

The UNCHS Urban Indicators Program has developed a list of key urban indicators to assess development in urban areas. This list consists of 6 modules representing different aspects of urban living :

1.Socio-economic development

2.Infrastructure

3.Transportation

4.Environmental Management

5.Local Authorities and,

Housing

Each of these modules or composite indicators is broken down into several components to measure the individual variables that contribute to the module as a whole. For example, the level of infrastructure development is measured through the following variables :

· Household connection levels: percentage of households connected to: a) water; b) sewerage; c) electricity and d) telephone.

· Access to potable water: percentage of households with access to potable water. Access is defined as having safe or potable drinking water located within 200 meters of the dwelling.

· Consumption of water: Average consumption of water in litres per day per person, for all uses.

· Median price of water: Median price paid per hundred litres of water in US dollars at the time of year when water is most expensive.

Indicators existing in the UNCHS database are global in nature, the most detail available is one value for select cities. However, disaggregation within the city has not been addressed. One of the objectives of this project has been to address the disaggregation of these indicators. This involves a movement from the conventional definition of the inidicator in question, namely access to something more specific to each case study.

UN Urban Indicators

Urban indicators currently do not exist for Cape Town and Kathmandu. The following are the list of indicators for Gaborone:

UN Urban Indicators for
Gaborone, Botswana
Values
median household income per month $808.00
Households with access to water
within 200m
100%
Child mortality (under 5 years) 10.50%
Reported crime rates 0.180 victims of homicide/'000
0.790 victims of rape/'000
0.850 victims of thefts/'000
% households below the
locally-defined poverty line
54.09%
% women-headed households below the
locally -defined poverty line
22.97%
Gross school enrollment ratios 66.90% female
70.30% male
Literacy Rate 67.10 female
63.10 male
   
Life Expectancy at Birth 1.572
Population 3.50%
Population growth 239.00 liters per person per day
Water consumption  
Proportion of wastewater treated 0.00%
Solid Waste disposal 99.00% open dump
1.00% recycled
City Product $37.83 GNP/ capita
Unemployment 21.50%
Housing rights  
Urban violence  
Disaster Prevention and Mitigation  
Local Environmental Plans  
Public private partnerships  
Decentralization  
Citizens Participation  
Transparency and Accountability  
International Cooperation  

Urban Indicators Used in UIUC Project

The project is devoted towards understanding disaggregated indicators of accessibility to infrastructure. The definition of access differs from that provided by the UN. The UN urban indicator of access refers to the percentage of population to which a particular infrastructure is available. The notion of access in this project is broadened to include physical access in terms of spatial location as well as socio-economic access determined by affordability or ethnic relationships.

The following is the listing of data available for each city included in this project, . Those databases are used as the foundation for accessibility analysis.

Table 1: Data Available for Gaborone, Botswana

Name Type Description
Building Data Vector(Polygon) Building data like height, owner etc
Centralgaboronecontours Vector(Line) Altitude and terrain data
Carraigeway Vector(Line) Road network showing the major streets and roads in the central part of the city
Citycontours Vector(Line) Contains altitude and terrain data for the whole city
Propertydata Vector(Polygon) Land parcels or property boundaries in Gaborone central
Block 10 Vector(Polygon) A new suburb of Gaborone 
Township Vector(Polygon) The boundary of the Gaborone township
Proposedlanduse Vector(Polygon) Future area of development 
Petrolstations Vector(Point) Location of all the petrol stations in Gaborone
Governmentenclave Vector(Polygon) Government Office area in central Gaborone City
Extents Vector(Polygon) Neighborhoods
Healthfacilities Vector(Point) Hospitals and clinics
Civic Vector(Point)  
CBD Vector(Polygon) Central Business District
Central Gaborone Vector(Polygon) Extent of central Gaborone with respect to the whole city
Boundary Vector(Line) Boundary of the city
Grids Vector(Line) Grid reference system
Contours Vector(Line) Contains altitude and terrain data
Landuse Vector(Polygon) Landuse data for Greater Gaborone Area
Powerline Vector(Line) Major Powerlines
River Vector(Line) Main River
Sewer Vector(Line) Major Sewer lines
Railway Vector(Line) Railway lines
Telecommnetwork Vector(Line) Major Telecommunication lines
Roads Vector(Line) Major roads
Floodarea Vector(Line) Shows block 10
Gaboronecity Vector(Polygon)  The extent of Gaborone and how does it relate with the greater Gaborone area
Greatergaborone Vector(Polygon) Greater Gaborone area
Railway  Vector(Line) Major Railway showing the location of the main railway
Township Vector(Line) Built-up area showing places where there has been urban development

Table 2: Data Available for Kathmandu, Nepal

Name Type Description Comments
Addresses MS Access database Street names and house numbers Can be used for geocoding (Nepal is developing a new system)
Building footprint Vector (polygon) Footprints of buildings The centroids of these polygons can serve as origin
Road Center lines Vector (line) Single line road network for the city Base data for network analysis
KMC Roads Vector (line) Overall road network for the Kathmandu Metropolitan City  
KMC Wards Vector (polygon) Metropolitan City Administrative Wards Contain socio-economic and demographic data
Landmarks Vector (points) Point location of landmarks Can be subcategorized and used for accessibility analysis
River Network Vector (line) River and stream network  

* Source: Kathmandu Valley Mapping Program, Kathmandu Metropolitan

Table 3: Data Available for Cape Town, South Africa

Name Type Description
1996 EA Vector (Polygon) 1996 Enumeration Areas
1996 suburbs Vector (Polygon) Suburbs of Cape Town
Road Centerlines Vector (line) Single line road network for the city
Schools Vector (points) Location of schools
Fire Stations Vector (points) Location of fire stations
Bus Stops Vector (points) Location of bus stops
Police Stations Vector (points) Location of police stations
Parks Vector (Polygon) Location of parks in the city
Vacant Lands Vector (Polygon) Location of vacant land in the city
1999 T.B. areas Vector (Polygon) Locations in areas with endemic tuberculosis 
Sewers and hydrants Vector (points) Location of sewer holes and hydrants
Education level MS Excel data Attribute data about level of education in each EA
Population MS Excel data Attribute data about population  in each EA
Median household income MS Excel data Attribute data about median household income  in each EA
Unemployment MS Excel data Attribute data about unemployment rates  in each EA
Ethnicity MS Excel data Attribute data about ethnic composition of each EA

Description of project website

The focus of the effort in developing a training module was on deriving and visualizing the distribution and access to urban infrastructure and services. The World Wide Web was the main outlet for the project products. It is located at: http://www.urban.uiuc.edu/ projects/ucgis.

The homepage of the website consists of an introduction to the project and participants. The opening screen (HOME) has been captured in figure 1:

Figure 1: Project Web Page
click to enlarge

 

The Web outlet was structured into the following organizing units . :

bulletPROJECT. General Information on the project background, rationale and objectives.
bulletINDICATORS.

a) Definitions

b) Types of urban indicators, their functional and geographic scope

c) Link to UNCHS Urban Indicator Program

d) Issues arising in the use of indicators: data quality, data relevance

bulletACCESSIBILITY.

a) Accessibility as quality of life component (factors)

b) Accessibility measures

- Description of five GIS-based methods for measuring access

- GIS exercises with steps-by-step introduction to each of the five methods (based on ArcView, ArcGis, and ArcIMS)

c) Technical requirements for conducting the exercises

- Data

- Specification of skills needed

- Specification of technology

·GIS OVERVIEW. Link to www.gis.com  as one of the sources for basic information on GIS.

Development of the Training Module

The training module consists of a set of HTML based exercises and associated data that can be downloaded from the project website. The exercises were developed for ESRI's ArcView GIS. Prior familiarity of GIS, specifically Arcview is recommended. However, the exercises are designed such that, users not proficient in GIS can follow the easy step by step directions. However, prior knowledge of computing is a pre-requisite.

The inherent shortcoming of a web based training module is that it is not possible to cater to varying level of understanding or prior knowledge on GIS. Hence, the module had to be developed assuming that the user is a novice in GIS, thus enabling a variety of users to explore the possibilities of analyzing accessibility using GIS.

Another component of the training module is a live Internet Map Server (IMS) that allows the users to interact with the data and preview the results, beforethey performs the analysis. This makes the user aware of the output created by each type of exercise besides providing information on the input data and its attributes. IMS helps visualize potential scenarios. Technical development of the IMS website involved certain complications. Issues pertaining to compatibility of the web server (IIS 5.0) and the version of the servlet engine (Tomcat) with the spatial server (ArcIMS).

Future development envisions migrating the module to ArcGIS and further customization of the internet map server.

Accessibility Analysis

Extending on the previous work by the project PIs (Emily Talen’s work in particular), the team identified the factors that were relevant for the analysis of accessibility to urban infrastructure and services. The four key elements of the framework are: 1) places of origin, 2) places of destination, 3) mode of travel, and 4) travel route characteristics (Table 4). This framework recognizes the fact that travel is not a necessary condition for access to urban infrastructure and services, as some of them are accessed on site and/or delivered. Cultural, institutional, legal, social, economic, political, and other factors are recognized to exert significant influence on the nature of infrastructure and service delivery and consumption. Access is defined as the quality of having interaction with, or passage to, a particular good, service, or facility. It is understood in terms of physical accessibility measured as distance, time, and mode of travel; in terms of socio-economic accessibility measured as affordability; and in terms of other cultural and institutional determinants of accessibility.

 Table 4: Framework for Accessibility Analysis

 Factors Places / Origins Location / Place Characteristics
Type of Infrastructure / Service
Attributes of Population at Origins
Quality and Quantity of Infrastructure / Services
Other factors characterizing the origins (cultural, institutional, legal etc.)
Places / Destinations Location / Place Characteristics
Type of Infrastructure / Service
Attributes of Population at Destinations
Quality and Quantity of Infrastructure / Services
Other factors characterizing the destinations (cultural, institutional, legal etc.)
Mode of  Travel Pedestrian
Bike
Public Transit (Bus/Van/Rail etc.)
Automobile
Travel Route Characteristics Quality of Route
Sidewalks
Design Speed
Safety
Other factors characterizing the routes (cultural, institutional, legal etc.)

Training Module Examples

The training module is developed around the measures of accessibility that are compatible with standard GIS functionality of Environmental Research Systems Institute's (ESRI) software products ArcView and ArcGIS. Only a portion of the procedures can be demonstrated in ArcIMS context. The five accessibility measures include: container analysis, covering, minimum distance, travel cost, and gravity potential. Exercises are developed for each except the last method that is deemed more suitable for analysis of access to markets and goods based on competition and consumer preferences, and is therefore considered inadequate for analysis of provision of public goods in the context of developing countries. The exercises are all based on examples from Cape Town, as its dataset was the most complete (Figure 2).

 

Table 5: Approaches to Measuring Access
(Double click to enlarge table)

click to enlarge

Container

Figure 3. The Concept of Container AnalysisContainer Analysis allows for identification of the number of facilities contained within a given spatial unit (e.g., census tract, city, country, etc.). In the conceptual example below this analysis helps count the number of schools within each of the three villages (Figure 3).

A similar example is used for the GIS-based exercise developed to demonstrate this method. The exercise uses a sample of data from Cape Town to understand the distribution of schools relative to census enumeration areas (EAs), and to compare this pattern with the educational attainment data by EA (Figure 4)

 

Figure 4: Distribution of Schools and Educational Attainment in Cape Town by Enumeration Area
click to enlarge

click to enlargeCovering method identifies the number of facilities within a given distance from a point of origin. In the conceptual example below the educational centers within three villages are assessed with respect to their access to health facilities. The area of covering is defined by the user based on the substantive knowledge about the expected level of service. In the example below, a radius of one mile is applied to search for health facilities within that distance (Figure 5).

The GIS-based exercise applies this method in examining the adequacy of fire service. Assuming a 3-mile radius as reasonable distance to click to enlargeallow for emergency response, the exercise helps enumerate how many fire stations are located within the 3-mile radius of the population centers. The population centers are represented with centroids to allow for this analysis, which requires point designations of objects of interests. The following graph illustrates the outcome of this analysis. It shows the number of fire stations within and outside the buffered population centers, along with the number of people served by fire services or deprived of them (Figure 6).

Minimum Distance

click to enlargeMinimum Distance is the distance between a point of origin and the nearest facility, based on traversing a real network. The conceptual example below shows a table and a graphic output generated from the minimum distance procedure (Figure 7). The highlighted table column displays the distance between each school and its nearest health facility. The graph illustrates that the minimum distance based on existing transportation network sometimes yields results different from what may be expected based on casual observation. Namely, a facility that appears closer in aerial distance, may be further away in terms of network distance and/or time needed to reach the facility.

Figure 8 : Service Potential of Schools Relative to Closest Population Centers

Travel Cost

click to enlargeTravel Cost is expressed as the average distance between a point of origin and all facilities in the area. Using t he example of health care facilities, this approach would explore the access to all facilities from a point (household, population center, central transportation facility, or another facility) in terms of distance and/or time, and calculate the average value (Figure 9). Preferences, transportation options, or other factors can be used as weighting factors. If this accessibility value is calculated for many points of origin, those points can be used to interpolate an accessibility surface for a given facility type or all types.

The exercise developed for the travel cost method calculates the number of population centers (i.e., enumeration area centroids) that are within 3 miles from each police station. The distance is measured through the transportation network (Figure 10).

Figure 10: Overlay between Enumeration Areas and Three Mile Service Area around Police Stations

Web Application Assessment

Keeping in mind that the development of exercises, web contents, and web interfaces is still work in progress, we can make several observations about the work accomplished so far:

Clearly, the readiness for use of local data received from Cape Town partners was crucial for our progress. The variables taken for analytical exercises coincide partially with the UN indicators. They analytical potential is there, however, to help visualize important information about inter-urban conditions and access opportunities.

Socio-economic data crucial for understanding the segregated nature of access has only been obtained recently. The information on age and racial distribution will be incorporated in the final versions of this training module. In addition to schools, fire stations, and police stations, the exercises will be complemented with information on other community facilities and utilities (access to water and sewer, for example), and open space.

Reliance on only one site prevented our observation of the complexities specific for other urban environments in developing countries. The improvement in data contents from Katmandu and Gaborone will compensate for this, and exercises with data from those regions will also be included. The feedback from the partners point to significant contextual differences in terms of community problems, issues, and their manifestation.

While the GIS exercises and hard data will capture some of those contextual differences, it seems that in order to accurately depict the local conditions, it may be necessary to obtain or develop conceptually diverse databases. For example, the coincidence between the level of income and access to services that is shown in Cape Town, would not hold true in Gaborone or Katmandu. The access inequities are more of a micro scale and more peculiar in environments that are not experiencing as high socio-economic segregation.

The contextual nature and differences will pose new methodological challenges and will certainly offer new learning.

Finally, going back to the original project purpose and objectives, the development so far was clearly geared toward providing GIS training. With our specific focus on accessibility, the general purpose of the project is achieved. The question of who would ideally be the users of this module is important to resolve. The project partners already have GIS capabilities and skills that the module exercises are trying to demonstrate. For example, reports from Cape Town City Planning and Information Services units offer comprehensive profiling of their communities. (The reports are referenced below.) Similarly Katmandu Regional Valley Authority has issued a similarly comprehensive GIS-based report. (Reference also provided below.)

The exercises focused on accessibility promise to be useful for the employees in those government agencies, as well as the community groups and organizations that are interested in taking advantage of available technologies and information streams. The technology transfer component was only indirectly addressed during the course of this project. However, in the still forthcoming final phase, we hope to gain additional insights about the utility and usability of the training module.

GIS-based Reports Available (or Produced) by the Partners

Information Services, CMC Administration, Urban Policy Unit, Cape Town Administration, and City of Cape Town. 1996. THE PEOPLE OF THE CITY OF CAPE TOWN, A socioeconomic profile of the metropolitan area. Summary data from 1996 census.

Urban Studies, Surveys and Land Information Branch, City Planner's Department, City of Cape Town. 1996. LEVELS OF LIVING IN THE CAPE METROPOLITAN AREA _ The social health and well-being of the communities of the Cape Metropolitan Area.

Information Services CMC Administration. 1997. CAPE METROPOLITAN AREA 1997. October household survey.

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